SaveDaily, a provider of low-cost mutual fund investing platforms used by financial institutions, today announced the appointment of Robert Roche as the company’s compliance officer and director of Small Account Strategy.
SaveDaily also announced that it has retained the compliance consulting services of National Regulatory Services (NRS) to ensure compliance in preparation for the growth curve the company expects to experience. NRS provides compliance and registration products and services that enable its clients to meet their regulatory requirement and minimize risk.
“We are very pleased and confident in the foundation we have set when it comes to complying with the complex and sophisticated financial regulatory structure we operate under. As we sign more marketing agreements with top financial institutions and begin seeing a strong growth curve, we want to stay ahead of the increased potential risk by ensuring strict compliance under existing and possible new regulations,” Jeff Mahony, CEO of SaveDaily stated in the press release. “Bringing Robert on as a dedicated compliance supervisor backed up by the excellent team at NRS, we are confident that our systems and processes will meet and exceed all requirements including SSAE 16.”
Roche has 20 years of experience in Financial Services and has worked with top banks and turnkey asset management providers to build-out some of the largest programs in the country. He recently served as director of Operations for a multi-billion dollar quantitative RIA firm offering sophisticated Value and ETF rotational strategies to institutions and private clients.
“This is an exciting company that is breaking down old investing models and bringing affordable, professionally managed investing to the masses. I am eager to work with a group like NRS to make SaveDaily’s business processes a case study in excellence for financial services controls and reporting standards. The fact that we are taking these steps clearly demonstrates our commitment to the investing public,” Roche stated.
For more information, visit www.savedaily.com
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